Uptick rule

Results: 152



#Item
51Business / Financial markets / Uptick rule / Financial regulation / Short selling / Finance / Order / Short / Circuit breaker / Stock market / Financial economics / Investment

  BATS Exchange Regulation SHO Amendment FAQ Last Updated – November 5, 2010 (latest updates have been highlighted) What is changing with Regulation SHO? 

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Source URL: cdn.batstrading.com

Language: English - Date: 2012-05-22 14:16:34
52United States administrative law / United States Environmental Protection Agency / Law / Government / Public administration / Uptick rule / Administrative law / Decision theory / Rulemaking

U.S. DOE APPLIANCE STANDARDS RULEMAKINGS SCHEDULE Prepared by Appliance Standards Awareness Project Updated August 4, 2014 The following schedule includes completed and estimated dates for U.S. Department of Energy

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Source URL: www.appliance-standards.org

Language: English - Date: 2014-08-04 13:53:27
53United States Securities and Exchange Commission / Investment / Mathematical finance / Uptick rule / Financial markets / Regulation NMS / U.S. Securities and Exchange Commission / Securities Exchange Act / Volatility / Stock market / Financial economics / Finance

Leonard J. Amoruso General Counsel June 22, 2011 Ms. Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2011-06-23 14:04:00
54Steele / Uptick rule / Republican National Committee / Republican Party / Maryland / Politics of the United States / Political parties in the United States / Michael Steele

Microsoft Word - RNC-Statement[removed]doc

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Source URL: www.lpaonline.org

Language: English - Date: 2012-06-26 10:58:50
55Business / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Finance / Uptick rule / Short / U.S. Securities and Exchange Commission / Securities Act / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION [Release No[removed]; File No[removed]Roundtable on Short Selling Price Test Restrictions and Short Sale Circuit Breakers AGENCY: Securities and Exchange Commission. ACTION: Notice of

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Source URL: www.sec.gov

Language: English - Date: 2009-05-01 13:00:11
56Business / Financial regulation / Short selling / Financial markets / Uptick rule / Naked short selling / United States securities law / Short / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 2

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Source URL: www.sec.gov

Language: English - Date: 2009-06-08 12:57:37
57Economics / Stock market / Financial services / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Uptick rule / Dark liquidity / Mary Schapiro / Regulation NMS / Financial markets / Financial economics / Finance

Knight Knight Capital Group, Inc[removed]Wa~hlngton

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Source URL: www.sec.gov

Language: English - Date: 2011-03-23 12:26:30
58Becker / Montgomery County / Geography of Alabama / Montgomery /  Alabama / Montgomery / Uptick rule / Law / Government / Montgomery County /  Pennsylvania / Recorder of deeds

Productive in Pennsylvania: eRecording makes life easier for Montgomery County CSC eRecording Case Study Since 1784, Montgomery County, Pennsylvania, has made history with its booming industry, rich agricultural lands, a

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Source URL: www.erecording.com

Language: English - Date: 2013-06-10 16:23:44
59Financial regulation / Short selling / Stock market / Financial markets / Naked short selling / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Short / Uptick rule / Financial economics / Financial system / Finance

Comment Letter on File No. S7-25-08

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Source URL: www.sec.gov

Language: English - Date: 2008-10-28 15:01:38
60Finance / Investment / Stock market / Financial markets / Locate / Naked short selling / Short / Uptick rule / Securities lending / Short selling / Financial regulation / Financial economics

Microsoft Word - Short Sale and Securities Lending Roundtable[removed]Final

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Source URL: www.sec.gov

Language: English - Date: 2014-03-10 10:47:13
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